Groupe Renault - 2020 Universal Registration Document

473 GROUPE RENAULT I UNIVERSAL REGISTRATION DOCUMENT 2020 07 CROSS-REFERENCE TABLES GROUPE RENAULT GROUPE RENAULT: A COMPANY THAT ACTS RESPONSIBLY CORPORATE GOVERNANCE FINANCIAL STATEMENTS RENAULT AND ITS SHAREHOLDERS ANNUAL GENERAL MEETING OF RENAULT ON APRIL 23, 2021 ADDITIONAL INFORMATION Topic Reference texts Section Page 4 Shareholders and capital 4.1 Structure, change in the company’s share capital and crossing of thresholds Article L. 233-13 of the French Commercial Code Chapter 5, sections 5.1.2.5 and 5.2.6.1 443, 447 4.2 Purchase and sale by the company of its treasury shares Article L. 225-211 of the French Commercial Code Chapter 5, sections 5.2.5.2 and 5.2.5.3 445, 446 4.3 Statement of employee shareholding on the last day of the financial year (proportion of capital represented) Article L. 225-102, paragraph 1 of the French Commercial Code Chapter 5, section 5.2.6.1 447 4.4 Mention of potential adjustments for securities giving access to the share capital in the event of share buybacks or financial transactions Articles R. 228-90 and R. 228-91 of the French Commercial Code N/A 4.5 Information on transactions by senior executives and related persons on the company’s securities Article L. 621-18-2 of the French Monetary and Financial Code Chapter 3, sections 3.3 331 4.6 Amounts of dividends distributed in respect of the three previous financial years Article 243 bis of the French General Tax Code Chapter 5, section 5.3.3 452 5 Extra-Financial Performance Declaration (EFPD) 5.1 Business model (or commercial model) Articles L. 225-102-1 and R. 225-105, I of the French Commercial Code Introductory handbook 9 5.2 Description of the main risks related to the business of the company or group, including, where relevant and proportionate, risks created by business relationships, products or services Articles L. 225-102-1 and R. 225-105, I. 1° of the French Commercial Code Chapter 2, section 2.1.6.2 141 5.3 Information on the way in which the company or group takes into account the social and environmental consequences of its activity, and the effects of this activity in terms of respect for human rights and the fight against corruption (description of the policies applied and due diligence procedures implemented to prevent, identify and mitigate the main risks related to the business of the company or group) Articles L. 225-102-1, III, R. 225-104 and R. 225-105, I. 2° of the French Commercial Code Chapter 2, section 2.1.6.1 139 5.4 Results of policies applied by the company or group, including key performance indicators Articles L. 225-102-1 and R. 225-105, I. 3° of the French Commercial Code Chapter 2, Section 2.6 236 5.5 Corporate social information (employment, work organization, health and safety, labor relations, training, equal treatment) Articles L. 225-102-1 and R. 225-105, II. A. 1° of the French Commercial Code Chapter 2, section 2.1.6.3 144 5.6 Environmental information (general environmental policy, pollution, circular economy, climate change) Articles L. 225-102-1 and R. 225-105, II. A. 2° of the French Commercial Code Chapter 2, section 2.1.6.3 144 5.7 Societal information (societal commitments in favor of sustainable development, subcontracting and suppliers, fair practices) Articles L. 225-102-1 and R. 225-105, II. A. 3° of the French Commercial Code Chapter 2, section 2.1.6.3 144 5.8 Anti-corruption information Articles L. 225-102-1 and R. 225-105, II. B. 1° of the French Commercial Code Chapter 2, section 2.1.2, 2.1.3 and 2.5.1.3, 2.1.6.1, 2.1.6.2 128, 128, 230, 139, 141 5.9 Information on actions in favor of human rights Articles L. 225-102-1 and R. 225-105, II. B. 2° of the French Commercial Code Chapter 2, section 2.1.3 128 5.10 Specific information: - the company’s policy to prevent the risk of technological accidents; - the company’s ability to cover its civil liability in respect of property and persons as a result of the operation of such facilities; - resources planned by the company to ensure the compensation of victims in the event of a technological accident involving its liability. Article L. 225-102-2 of the French Commercial Code Chapter 2, section 2.4.2 214 5.11 Collective agreements signed within the company and their impact on the company’s business performance as well as employee working conditions Articles L. 225-102-1, III and R. 225-105 of the French Commercial Code Chapter 2, section 2.4.1.4 211 5.12 Statement by the independent third party on the information contained in the EFPD Articles L. 225-102-1, III and R. 225-105-2 of the French Commercial Code Chapter 2, section 2.6.6. 252 6 Other information 6.1 Additional tax information (total amount of certain expenses not fiscally deductible) Articles 223 quater and 223 quinquies of the French General Tax Code N/A 6.2 Injunctions or monetary fines for anti-competitive practices Article L. 464-2 of the French Commercial Code N/A 6.3 Earnings for the financial year and their proposed appropriation Articles 223 quater and 39-4 of the French General Tax Code; Articles 223 quinquies and 39-5 Chapter 6 455 6.4 Information on the use of the CICE CGI, Article 244 quater C N/A 6.5 Options granted, subscribed or purchased during the financial year by the corporate officers and each of the top ten employees of the company who are not corporate officers, and options granted to all beneficiary employees, by category L. 225-184 of the French Commercial Code Chapter 3, sections 3.2.2.5 and 3.2.5.3 318, 329